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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-02 |
| TX | RA | APPROVED_RES | 2025-12-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 10/2022 | Present |
| Empower Retirement | Greenwood Village | CO | 08/2022 | 10/2022 |
| Pnc Bank Na | Atlanta | GA | 11/2015 | 08/2022 |
| Morgan Stanley | Alpharetta | GA | 06/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-02 |
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