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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-11-18 |
| TX | RA | APPROVED_RES | 2018-01-05 |
| CA | RA | APPROVED | 2015-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rancho Santa Fe | CA | 07/2015 | Present |
| Bank Of America, N.A. | Rancho Sante Fe | CA | 11/2015 | Present |
I*126544 For profit or not for profit: For-Profit Organization Name of outside business organization: First Things, LLC Investment related: N Address of business: Encinitas, California 92067 Nature of business: LLC, Position, title, association: Part-Time, Start date of relationship: 8/29/2019 Number of hours devoted: 6 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Perform Live Music for a Bar I*412616 For profit or not for profit: Entity For Profit Name of outside business organization: Workhorse Productions, LLC Investment related: N Address of business: San Diego, California, 92113 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 6/24/2021 Number of hours devoted: 3 hour(s) Yearly Number of hours devoted during trading hours: 3 Duties: Part-Time, Will be a model as a golfer for a footcare brand.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-18 |
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