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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
820 Gessner Ste 316, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2014 | 10/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2019 | 01/2024 |
| Thrivent Advisor Network, Llc | Houston | TX | 06/2020 | 12/2022 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 01/2024 | Present |
1) 49 Wealth Management LLC. Investment advisor representative for 49 Wealth Management LLC since 01/2023. Business is conducted from 13344 Brittmoore Road, Suite 2610, Houston TX 77043. Approximately 90% of Joshua Henson's time is for services as an investment advisor representative. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 13344 Brittmoore Road, Suite 2610, Houston TX 77043; Fixed Insurance Sales/Market Vice President Agent since 10/2019; approximately 70 hours per month during business hours. 3) Oakwood Capital Group; investment related; 1334 Brittmoore Rd Suite 1003 Houston TX 77043; Variable product sales; Registered Representative/Market Vice President; Start date: 2024-01-01; 50 Hours per month during trading hours; 30 Hours per month outside trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-27 |
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