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Joshua Glen Henson

49 Financial

Austin, TX

Houston, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

820 Gessner Ste 316, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2014 10/2019
Purshe Kaplan Sterling Investments Albany NY 10/2019 01/2024
Thrivent Advisor Network, Llc Houston TX 06/2020 12/2022
49 Wealth Management Llc Austin TX 01/2023 Present
Oakwood Capital Securities, Inc. Minneapolis MN 01/2024 Present
  • 07/2014 → 10/2019
    Axa Advisors, Llc
    New York, NY
  • 10/2019 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 06/2020 → 12/2022
    Houston, TX
  • 01/2023 → Present
    49 Wealth Management Llc
    Austin, TX
  • 01/2024 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Previous Registrations
Other Businesses

1) 49 Wealth Management LLC. Investment advisor representative for 49 Wealth Management LLC since 01/2023. Business is conducted from 13344 Brittmoore Road, Suite 2610, Houston TX 77043. Approximately 90% of Joshua Henson's time is for services as an investment advisor representative. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 13344 Brittmoore Road, Suite 2610, Houston TX 77043; Fixed Insurance Sales/Market Vice President Agent since 10/2019; approximately 70 hours per month during business hours. 3) Oakwood Capital Group; investment related; 1334 Brittmoore Rd Suite 1003 Houston TX 77043; Variable product sales; Registered Representative/Market Vice President; Start date: 2024-01-01; 50 Hours per month during trading hours; 30 Hours per month outside trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-27
  • S66 Uniform Combined State Law Examination
    2014-08-27
Other Names
  • Josh Glen Henson

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