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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-20
NJ RA APPROVED 2018-04-02
  • AL RA
    APPROVED
    Since 2025-08-20
  • NJ RA
    APPROVED
    Since 2018-04-02

Branch Locations

5 Becker Farm Road Suite 140, Roseland, NJ 07068 • United States

New Providence, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 11/2014 02/2018
Pnc Bank Pittsburgh PA 11/2014 02/2018
Tiaa Roseland NJ 02/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Roseland NJ 02/2018 Present
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 2100 Bedford Ave. Apt 4D, Brooklyn NY 11226, United States DESCRIPTION: Renting out the property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-26
S63 Uniform Securities Agent State Law Examination 2014-12-30
  • S66 Uniform Combined State Law Examination
    2018-03-26
  • S63 Uniform Securities Agent State Law Examination
    2014-12-30

View on SEC IAPD

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