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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-15
PA RA APPROVED 2019-10-01
TX RA APPROVED 2019-10-01
  • NY RA
    APPROVED
    Since 2023-11-15
  • PA RA
    APPROVED
    Since 2019-10-01
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2013 Present
Tableart & Kpw Productions Wayne PA 05/2018 04/2023
Vanguard Advisers, Inc. Malvern PA 10/2019 Present
Vanguard Marketing Corporation Malvern PA 06/2013 Present
  • 06/2013 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2018 → 04/2023
    Tableart & Kpw Productions
    Wayne, PA
  • 10/2019 → Present
    Malvern, PA
  • 06/2013 → Present
    Vanguard Marketing Corporation
    Malvern, PA
Other Businesses

NAME OF BUSINESS: CUSTODIAN FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: HAVERTOWN, PA NATURE OF BUSINESS: FIDICUARY POSITION: CUSTODIAN START DATE: 03/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FIDICUARY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-07-16
  • S63 Uniform Securities Agent State Law Examination
    2013-07-16
Designations

View on SEC IAPD

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