Ann Speer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 04/2017
  Axa Advisors, Llc
  New York, CO
• 05/2017 → 05/2020
  Bcj Capital Management
  Scottsdale, AZ
• 06/2020 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 07/2020 → Present
  Cetera Investment Advisers Llc
  Denver, CO

Previous Registrations

• 2017-05-18 → 2020-05-29
  Trek Financial
  Highlands Ranch, CO
  Scottsdale, AZ
• 2015-01-05 → 2017-04-21
  Equitable Advisors, Llc
  Greenwood Village, CO
  Lakewood, CO

Other Businesses

1) ANN SPEER, CONSULTING, 100% OWNER, CONSULTING FOR NON-PROFITS, SMALL BUSINESS AND SPECIAL NEEDS FAMILIES. 2) DOG SITTING SERVICES 3) INSTRUCTOR AT AMERICAN FINANCIAL EDUCATION ALLIANCE; TEACHING CLASSES ON SOCIAL SECURITY AND OTHER FINANCIAL RELATED COURSES; 1.5 HRS/WK 4) FINANCIAL ADVISOR AT ASCEND PLANNING PARTNERS; DBA FOR CETERA BUSINESS

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-08-07
• S66 Uniform Combined State Law Examination
  2014-02-28

Other Names

• Ann Becker