Brian Taylor Mccaffrey

Current Employers

Employment History

• 08/2013 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 08/2013 → 11/2020
  Equitable Advisors, Llc
  New York, NY
• 11/2020 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2020-08-27 → 2020-11-04
  Equitable Advisors, Llc
  Houston, TX
  Dallas, TX
  Houston, TX
  Houston, TX

Other Businesses

Texas Dept. of Insurance General Lines Agent # 1842517 Life, Accident, Health and HMO. MCCAFFREY WEALTH MANAGEMENT, LLC INVESTMENT RELATED: Is Investment Related, ADDRESS: 24285 Katy Freeway, # 300-76, Katy, TX, 77494, United States", NATURE: Investment Advice, Financial Planning, Annuities, & Life Insurance", POSITION: Financial Advisor, START DATE: 11/15/2020, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, DESCRIPTON: Investment advice & financial planning services are negotiated for a flat fee or % AUM fee. When appropriate, I can help clients understand & shop annuity & life insurance options, as well as help them apply for a policy based on their preferences and needs. Annuity & life insurance are generally commission based compensation. All fees & commissions are fully disclosed prior to entering service agreements.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-25
• S63 Uniform Securities Agent State Law Examination
  2014-04-28

Designations