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James A Rachlin

Janney Montgomery Scott LLC

Toms River, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-22
NJ RA APPROVED 2013-09-24
  • TX RA
    APPROVED_RES
    Since 2017-06-22
  • NJ RA
    APPROVED
    Since 2013-09-24

Branch Locations

780 Route 37 West Suite 130, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Toms River NJ 06/2013 06/2017
Janney Montgomery Scott Llc Toms River NJ 06/2017 01/2023
Janney Montgomery Scott Llc Toms River NJ 01/2023 01/2026
Janney Montgomery Scott Llc Toms River NJ 01/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-20
  • S66 Uniform Combined State Law Examination
    2013-09-20
Designations
Other Names
  • James Rachlin
  • James A. Rachlin

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
MORGAN STANLEY · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOMS RIVER, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ

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