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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-27 |
| MO | RA | APPROVED | 2018-11-15 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 04/2015 | 10/2016 |
| Bank Of America, N.A. | Clayton | MO | 09/2015 | 10/2016 |
| Waddell & Reed, Inc. | Creve Coeur | MO | 12/2016 | 04/2018 |
| Various Insurance Carriers For W&R Insurance Agencies | Creve Coeur | MO | 12/2016 | 04/2018 |
| Unemployed | Creve Coeur | MO | 10/2016 | 12/2016 |
| Severin Investments, Llc | St. Louis | MO | 04/2018 | 06/2018 |
| Wells Fargo Clearing Services Llc | St. Louis | MO | 11/2018 | Present |
| Unemployed | Creve Coeur | MO | 06/2018 | 11/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-25 |
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