Best Investors Account Sign in
Inactive

Peter E Wargo

Modern Wealth Management, LLC

Troy, MI

Claim This Profile
Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-08-25
  • MI RA
    APPROVED
    Since 2023-08-25

Branch Locations

900 E. South Blvd., Suite 100, Troy, MI 48085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osiwala Financial Group Troy MI 05/2015 04/2023
National Planning Corporation Ray MI 12/2015 06/2017
Mutual Securities, Inc. Camarillo CA 06/2017 Present
Barber Financial Group, Llc. Troy MI 06/2017 Present
  • 05/2015 → 04/2023
    Osiwala Financial Group
    Troy, MI
  • 12/2015 → 06/2017
    National Planning Corporation
    Ray, MI
  • 06/2017 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 06/2017 → Present
    Barber Financial Group, Llc.
    Troy, MI
Previous Registrations
  • 2019-01-24 → 2023-12-07
    Barber Financial Group
    Troy, MI
    Lenexa, KS
  • 2016-05-20 → 2017-06-26
    National Planning Corporation
    Troy, MI
Other Businesses

1. Modern Wealth Management, LLC., Start Date: 04/24/2023, 13550 W 95th St., Lenexa KS 66215, LLC, RIA, Investment Advisor Representative of Modern Wealth Management, Investment Advisor Representative if Modern Wealth Management, Investment Related, 160 Hours per month, 8 Hours per day during trading hours. 2. Modern Wealth Holdings, LLC., Start Date: 04/01/2023, 990 E. South Blvd., Ste. 100, Troy, MI 48312, LLC, Insurance Agency, Insurance Agent, Recommend and sell Insurance Products, Investment Related, 160 Hours per month, 8 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-01
  • S66 Uniform Combined State Law Examination
    2016-04-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Troy, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor