Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2017 | 06/2022 |
| Bank Of America N.A. | Houston | TX | 07/2017 | 06/2022 |
| D7 Roofing And Metal Llc | Houston | TX | 03/2016 | 02/2017 |
| J.P. Morgan Securities Llc | Pearland | TX | 06/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Pearland | TX | 06/2022 | Present |
| Restoration Travel Llc Dba Cruise Planners | Pearland | TX | 10/2016 | Present |
| Moondog's Fishing Kayak Rentals | Houston | TX | 04/2023 | Present |
Entity Name: Moondog's Fishing Kayak Rentals Investment related: No "Address: Houston, Texas, 77089, www.moondogsfishingyaks.com" Nature of the other business: Kayak Rentals Position/Title/Relationship: Owner/Partner Start Date: 04/29/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Fishing kayak rentals outside business hours. No connection to JPM role. Entity Name: Restoration Travel LLC DBA Cruise Planners Investment related: No "Address: 2207 Whispering Manor Ln Pearland, TX 77089 www.restorationtravelandtours.com" Nature of the other business: Travel Position/Title/Relationship: Owner/Partner Start Date: 10/01/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Travel agency franchise owner. I book travel for clients. No similarities to JPMorgan business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-21 |
| S65 | Uniform Investment Adviser Law Examination | 2013-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-02 |
Reach out to this advisor