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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-22
  • TX RA
    APPROVED
    Since 2022-06-22

Branch Locations

2828 Broadway, Pearland, TX 77581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2017 06/2022
Bank Of America N.A. Houston TX 07/2017 06/2022
D7 Roofing And Metal Llc Houston TX 03/2016 02/2017
J.P. Morgan Securities Llc Pearland TX 06/2022 Present
Jpmorgan Chase Bank, N.A. Pearland TX 06/2022 Present
Restoration Travel Llc Dba Cruise Planners Pearland TX 10/2016 Present
Moondog's Fishing Kayak Rentals Houston TX 04/2023 Present
  • 07/2017 → 06/2022
    Houston, TX
  • 07/2017 → 06/2022
    Bank Of America N.A.
    Houston, TX
  • 03/2016 → 02/2017
    D7 Roofing And Metal Llc
    Houston, TX
  • 06/2022 → Present
    Pearland, TX
  • 06/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Pearland, TX
  • 10/2016 → Present
    Restoration Travel Llc Dba Cruise Planners
    Pearland, TX
  • 04/2023 → Present
    Moondog's Fishing Kayak Rentals
    Houston, TX
Previous Registrations
Other Businesses

Entity Name: Moondog's Fishing Kayak Rentals Investment related: No "Address: Houston, Texas, 77089, www.moondogsfishingyaks.com" Nature of the other business: Kayak Rentals Position/Title/Relationship: Owner/Partner Start Date: 04/29/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Fishing kayak rentals outside business hours. No connection to JPM role. Entity Name: Restoration Travel LLC DBA Cruise Planners Investment related: No "Address: 2207 Whispering Manor Ln Pearland, TX 77089 www.restorationtravelandtours.com" Nature of the other business: Travel Position/Title/Relationship: Owner/Partner Start Date: 10/01/2016 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Travel agency franchise owner. I book travel for clients. No similarities to JPMorgan business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
S65 Uniform Investment Adviser Law Examination 2013-12-27
S63 Uniform Securities Agent State Law Examination 2013-08-02
  • S66 Uniform Combined State Law Examination
    2018-12-21
  • S65 Uniform Investment Adviser Law Examination
    2013-12-27
  • S63 Uniform Securities Agent State Law Examination
    2013-08-02
Other Names
  • Jacob Munoz
  • Jacob Anthony Munoz

View on SEC IAPD

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