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Julia Marie Ridgway

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Modesto, CA

Springfield, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-04-02
TX RA APPROVED 2018-01-12
CA RA APPROVED 2018-01-05
  • MO RA
    APPROVED
    Since 2019-04-02
  • TX RA
    APPROVED
    Since 2018-01-12
  • CA RA
    APPROVED
    Since 2018-01-05

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

1630 E Bradford Pkwy, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions St. Petersburg FL 04/2017 08/2017
Bmo Harris Bank Madison WI 06/2016 02/2017
Transamerica Investors Securities Corporation St. Petersburg FL 04/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 12/2017 Present
Unemployed Escalon CA 08/2017 12/2017
  • 04/2017 → 08/2017
    Transamerica Retirement Solutions
    St. Petersburg, FL
  • 06/2016 → 02/2017
    Bmo Harris Bank
    Madison, WI
  • 04/2017 → 08/2017
    Transamerica Investors Securities Corporation
    St. Petersburg, FL
  • 12/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Modesto, CA
  • 08/2017 → 12/2017
    Unemployed
    Escalon, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-27
  • S66 Uniform Combined State Law Examination
    2014-02-27
Other Names
  • Julia Marie Rapp
  • Julia Marie Ridgway
  • Julia Ridgway

View on SEC IAPD

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OLIVEIRA WEALTH
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.
U.S. BANCORP ADVISORS, LLC

Other Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

More in Modesto, CA

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