Ashley Clark

Ubs Financial Services Inc.

CRD 6207829

Claim This Profile

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-07-02

TX RA
APPROVED

Since 2018-07-02

Branch Locations

7250 Dallas Parkway Suite 250, Plano, TX 75024 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services, Inc	Plano	TX	01/2018	Present
Professional Futsal League, Llc	Frisco	TX	07/2016	01/2018
Goldman Sachs & Company	Irving	TX	07/2014	06/2016

01/2018 → Present

Ubs Financial Services, Inc

Plano, TX
07/2016 → 01/2018

Professional Futsal League, Llc

Frisco, TX
07/2014 → 06/2016

Goldman Sachs & Company

Irving, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-22

S66 Uniform Combined State Law Examination

2018-06-22

Other Names

Ashley J Jackson
Ashley Jordan Jackson

View on SEC IAPD

Nearby Firms

VANGUARD ADVISERS, INC.

BBAE ADVISORS LLC

Nearby Investors

John Wayne Purvis

Guy Rene Mondjii

GREGORY THOMAS HANSEN

Nearby Offices

VANGUARD ADVISERS, INC. · PLANO, TX

VANGUARD ADVISERS, INC. · PLANO, TX

VANGUARD ADVISERS, INC. · Plano, TX

More in Plano, TX

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor