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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-30
CA RA APPROVED 2017-11-06
  • TX RA
    APPROVED_RES
    Since 2020-07-30
  • CA RA
    APPROVED
    Since 2017-11-06

Branch Locations

3251 Esplanade, Chico, CA 95973 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Chico CA 06/2013 07/2017
Raymond James Financial Services, Inc Chico CA 07/2017 Present
Raymond James Financial Services Advisors Inc. Chico CA 11/2017 Present
Parker Wealth Advisors Chico CA 05/2016 Present
  • 06/2013 → 07/2017
    Raymond James Financial Services, Inc
    Chico, CA
  • 07/2017 → Present
    Raymond James Financial Services, Inc
    Chico, CA
  • 11/2017 → Present
    Chico, CA
  • 05/2016 → Present
    Parker Wealth Advisors
    Chico, CA
Other Businesses

(1) Name of Business: Heithecker & Shanks Financial Address: 250 Vallombrosa Ave Ste 450, Chico, CA, 95926, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/01/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor (1)Name of Business: Heithecker & Shanks Financial Address: 3251 Esplanade, Chico, CA, 95973, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/01/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor (2)Name of Business: Parker Wealth Advisors Address: 250 Vallombrosa Ave Ste 450, Chico, CA, 95926, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/31/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Admin (3)Name of Business: Shanks Financial Address: 3251 Esplanade, Chico, CA, 95973-0255, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/12/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner. Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-20
  • S66 Uniform Combined State Law Examination
    2017-09-20

View on SEC IAPD

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