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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-02
MI RA APPROVED 2024-07-23
  • TX RA
    APPROVED_RES
    Since 2024-08-02
  • MI RA
    APPROVED
    Since 2024-07-23

Branch Locations

290 Town Center Dr, Dearborn, MI 48126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 03/2016 08/2018
Morgan Stanley Bloomfield Hills MI 08/2018 03/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dearborn MI 07/2024 Present
Unemployed Auburn Hills MI 04/2024 06/2024
Bank Of America, N.A. Dearborn MI 08/2024 Present
Previous Registrations
Other Businesses

I*3697284 Entity Type: For Profit, Publicly Traded Name of OBA: Fedex Address: Lake Orion, Michigan, 48359 Investment Related: No Position, Title, Association: Employee Employee Start Date: 02/27/2026 Number of Hours: 15, Weekly Number of Hours during trading: 0 Duties: Shipping Company Order Fulfillment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-05
S63 Uniform Securities Agent State Law Examination 2013-12-28
  • S66 Uniform Combined State Law Examination
    2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    2013-12-28
Other Names
  • Damali Hall-Mcguire
  • Damali Mariama Hall-Mcguire
  • Damali M Hall Mcguire
  • Mali Hall-Mcguire

View on SEC IAPD

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