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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-26 |
Branch Locations
405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Dallas | TX | 07/2016 | 12/2017 |
| Jp Morgan Securities Llc | New York | NY | 11/2020 | 02/2023 |
| Jpmorgan Chase Bank Na | New York | NY | 12/2017 | 10/2020 |
| Serena Energy (Fka Omega Digital Renewable Energy) | Austin | TX | 02/2023 | 08/2023 |
| Calibrate Fitness | Austin | TX | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Austin | TX | 11/2023 | Present |
| J.P. Morgan Securities Llc | Austin | TX | 11/2023 | Present |
Entity Name: Ozzi Investment related: No "Address: 1211 W 6th St, 600-113, Austin, TX 78703 heyozzi.com" Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 09/29/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Appetite control nutrition drink; silent investor; no known connections to JPMC Entity Name: Besame Investment related: No "Address: 3901 Promontory Point Dr, Austin, TX 78744, No website, but instragram handle is @besameatx" Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 03/17/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Ice cream food truck. Minority investor, no other responsibilities. - Calibrate Fitness - Personal Training - 8012 Bestride Bnd, Austin, TX 78744 - Fitness personal training - Sole proprietor - Trainer - 09/2023 - 5 hours per week - 0 hours during trading hours - Train clients in-person and provide virtual coaching
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-05 |
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