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Nicholas Ward Mcelroy

Pgi Wealth Management

Alpharetta, GA

Tampa, FL

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Current Employers
Pgi Wealth Management

13680 Highway 9 Suite C100, Alpharetta, GA 30004 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-11
GA RA APPROVED 2022-02-08
FL RA APPROVED 2021-09-30
TX RA APPROVED_RES 2018-12-18
MN RA APPROVED 2018-08-21
  • CT RA
    APPROVED
    Since 2025-03-11
  • GA RA
    APPROVED
    Since 2022-02-08
  • FL RA
    APPROVED
    Since 2021-09-30
  • TX RA
    APPROVED_RES
    Since 2018-12-18
  • MN RA
    APPROVED
    Since 2018-08-21

Branch Locations

13680 Highway 9 Suite C100, Alpharetta, GA 30004 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co Minnetonka MN 12/2013 Present
Princor Financial Services Corp Minnetonka MN 12/2013 08/2018
Philip James Wealth Management, Llc Minneapolis MN 08/2018 Present
  • 12/2013 → Present
    Principal Life Ins Co
    Minnetonka, MN
  • 12/2013 → 08/2018
    Princor Financial Services Corp
    Minnetonka, MN
  • 08/2018 → Present
    Philip James Wealth Management, Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-16
S63 Uniform Securities Agent State Law Examination 2013-07-25
  • S66 Uniform Combined State Law Examination
    2013-08-16
  • S63 Uniform Securities Agent State Law Examination
    2013-07-25

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
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