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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-03 |
| SD | RA | APPROVED | 2014-03-27 |
Branch Locations
101 North Main Avenue Suite 201, Sioux Falls, SD 57104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Dakota National Bank | Sioux Falls | SD | 11/2013 | Present |
| Raymond James Financial Services, Inc. | Sioux Falls | SD | 03/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Sioux Falls | SD | 03/2014 | Present |
| Loft Advisors | Sioux Falls | SD | 11/2013 | Present |
(1)Name of Business: First Dakota National Bank Address: 101 N Main Ave Ste 201, Sioux Falls, SD, 57104, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/22/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2)Name of Business: Loft Advisors Address: 101 N Main Ave Ste 201, Sioux Falls, SD, 57104, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/22/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-21 |
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