Monique Michelle Morrison

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 11/2016
  Scottrade, Inc.
  Newport Beach, CA
• 01/2017 → 03/2021
  Charles Schwab & Co., Inc.
  Campbell, CA
• 01/2017 → 03/2021
  Charles Schwab Bank
  Campbell, CA
• 11/2021 → 01/2022
  Origin Financial
  San Francisco, CA
• 04/2021 → 08/2021
  Unemployed
  Palo Alto, CA
• 06/2022 → 12/2022
  Royal Alliance Associates, Inc.
  Redwood City, CA
• 01/2022 → 05/2022
  Golden Gate University
  Palo Alto, CA
• 09/2021 → 11/2021
  Golden Gate University
  Palo Alto, CA
• 01/2023 → Present
  Morgan Stanley
  San Jose, CA

Previous Registrations

• 2022-06-30 → 2023-01-06
  Osaic Wealth, Inc.
  Redwood City, CA
• 2021-11-12 → 2022-01-10
  Origin Investment Advisory Llc
  Sarasota, FL
  Palo Alto, CA
• 2017-03-01 → 2021-04-14
  Charles Schwab & Co., Inc.
  Campbell, CA

Other Businesses

*539289 - Rental Property; Investment related-Yes; Palo Alto, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 1; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2017-03-01
• S63 Uniform Securities Agent State Law Examination
  2006-06-23

Designations

• Certified Financial Planner

Other Names

• Monique Michelle Moody