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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
25000 Center Ridge Rd, Ste 8, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neitzel Luke & Associates | Westlake | OH | 08/2012 | 09/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| A New Day Capital Llc | Fairview Park | OH | 08/2020 | Present |
| Neitzel, Luke & Salopek, Inc, | Westlake | OH | 09/2018 | Present |
(1) NAME OF OTHER BUSINESS: NEITZEL, LUKE & SALOPEK, INC. ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA SERVICES; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: PROVIDE CPA SERVICES, TAXES, ASSURANCE, BOOKKEEPING AND PAYROLL, MANAGE FIRM; (2) NAME OF OTHER BUSINESS: ST. IGNATIUS HIGH SCHOOL / NORTH COAST BASKETBALL ACADEMY, LLC INVESTMENT RELATED: NO ADDRESS: 25000 CENTER RIDGE ROAD SUITE 8 WESTLAKE OH 44145 NATURE OF BUSINESS: BASKETBALL COACH / TRAINER START DATE: APX NUMBER OF HOURS PER WEEK: 15 HRS FROM NOV - FEB APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: COACHING FRESHMAN BASKETBALL TEAM, MANAGING THE BUSINESS (3) NAME OF OTHER BUSINESS: THE FLIGHT TO REMEMBER FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 37821 DETROIT RD, AVON, OH 44011; NATURE OF BUSINESS: FOUNDATION; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISE ON FINANCIAL MATTERS AND PROVIDE FINANCIAL OVERSIGHT FOR THE ORGANIZATION; (4) NAME OF OTHER BUSINESS: A NEW DAY LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: REAL ESTATE INVESTMENT ; START DATE: 04/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: MANAGE REAL ESTATE ; 5) NAME OF OTHER BUSINESS: A NEW DAY CAPITAL LLC; INVESTMENT RELATED: NO; ADDRESS: 4211 VIRGINIA DR, FAIRVIEW PARK, OH 44126; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 8/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: .5; BRIEF DESCRIPTION OF DUTIES: OWNER OF LLC;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-08-28 |
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