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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-03 |
| CO | RA | APPROVED | 2025-01-03 |
| FL | RA | APPROVED | 2025-01-03 |
| MD | RA | APPROVED | 2025-01-03 |
| NV | RA | APPROVED | 2025-01-03 |
| ID | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| PA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Brea | CA | 06/2013 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Brea | CA | 12/2014 | 07/2021 |
| Bni Prosperity | Fullerton | CA | 10/2015 | 07/2021 |
| Fellowship Church Of Southern California | Pomona | CA | 01/2017 | 07/2021 |
| Lpl Financial Llc | Brea | CA | 07/2021 | Present |
09/28/2021 - Freddie Brown Inc. - Business Entity For Tax/Investment Purposes Only - Inv Rel - Brea, CA - Start: 02/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-29 |
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