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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-08-31 |
| TX | RA | APPROVED | 2017-08-31 |
Branch Locations
15 N. Main Street Suite 300, West Hartford, CT 06107-2420 • United States
95 Glastonbury Boulevard Suite 404, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 06/2015 | 08/2017 |
| Bank Of America, N.A. | Hartford | CT | 04/2017 | 08/2017 |
| Janney Montgomery Scott Llc | Glastonbury / West Hartford | CT | 08/2017 | 04/2023 |
| Janney Montgomery Scott Llc | Glastonbury/West Hartford | CT | 04/2023 | Present |
1. Area 11, Connecticut General Service Committee, NC. Purpose is to educate individuals and their families about addiction and recovery. Role: Delegate (01/2025) shares many of the same responsibilities as the Delegate, except for attendance at the General Service Conference. Not compensated, not investment related, 10 hrs./month, 11/2022. 2. Stepping Stones, Katonah, NY. Committe Member - Fund Development (11/2023) - Serve on a committee that monitors donation activity and fundraising efforts. Not investment related, 3 hours per month, not compensated.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-01 |
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