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900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-07 |
| KY | RA | APPROVED | 2024-03-07 |
Branch Locations
444 East Main Street Suite 202, Lexington, KY 40507 • United States
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Lexington | KY | 08/2014 | 07/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Lexington | KY | 08/2014 | 07/2018 |
| Wealth Management Advisors, Llc | Lexington | KY | 07/2018 | 03/2024 |
| Kring Ray Farley & Riddle Psc | Lexington | KY | 07/2018 | 12/2021 |
| Advisory Services Network, Llc | Atlanta | GA | 03/2024 | Present |
1. Sagacity Holdings, LLC; Non-Investment Related; 444 East Main Street, Suite 202 Lexington, KY 40507; Holding Company; Member Start Date:01/2022; Devotes 1 Hours per month, most during securities trading hours 2. Slyh Financial Services; S Corp; Investment Related; 444 East Main Street, Suite 202 Lexington, KY 40507; Service Company; Owner; Start Date: 1/01/2023; Devotes 40 hours per month; 7 hours during trading hours 3. Acuity Insurance Solutions: Insurance Agent; providing Life and LTC solutions as an independent agent. Start Date: 01/2026; Time spent: 10 hours/month, 1 hour/month during trading hours. Investment related activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-05 |
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