Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-11-27
CO RA APPROVED 2013-08-12
  • TX RA
    APPROVED
    Since 2015-11-27
  • CO RA
    APPROVED
    Since 2013-08-12

Branch Locations

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenwood Village CO 06/2013 11/2016
Wells Fargo Clearing Services, Llc Greenwood Village CO 11/2016 Present
Other Businesses

ITSA FIESTA NINO, LLC; INV RELATED; DENVER, CO; FINET PRACTISE ;100% OWNERSHIP; START DATE: 01/01/2026; 280 HRS PER MONTH; 280 HRS DURING TRADING; | PUGNUS IMPERATORIS LLC ; INV RELATED; DENVER,CO; OPERATING COMPANY - WEALTH MANAGEMENT;100% OWNERSHIP; START DATE: 04/01/2026; 70 HRS PER MONTH; 70 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-10
  • S66 Uniform Combined State Law Examination
    2013-08-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Greenwood Village, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor