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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-11-27 |
| CO | RA | APPROVED | 2013-08-12 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Greenwood Village | CO | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 11/2016 | Present |
ITSA FIESTA NINO, LLC; INV RELATED; DENVER, CO; FINET PRACTISE ;100% OWNERSHIP; START DATE: 01/01/2026; 280 HRS PER MONTH; 280 HRS DURING TRADING; | PUGNUS IMPERATORIS LLC ; INV RELATED; DENVER,CO; OPERATING COMPANY - WEALTH MANAGEMENT;100% OWNERSHIP; START DATE: 04/01/2026; 70 HRS PER MONTH; 70 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-10 |
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