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Brad John Polo

Stifel, Nicolaus & Company, Incorporated

Indianapolis, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-07-31
  • IN RA
    APPROVED
    Since 2020-07-31

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Indianapolis IN 06/2013 11/2016
Wells Fargo Clearing Services, Llc Indianapolis IN 11/2016 07/2020
Stifel Nicolaus & Co Inc Indianapolis IN 07/2020 Present
  • 06/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Indianapolis, IN
  • 11/2016 → 07/2020
    Wells Fargo Clearing Services, Llc
    Indianapolis, IN
  • 07/2020 → Present
    Stifel Nicolaus & Co Inc
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-09
  • S66 Uniform Combined State Law Examination
    2013-08-09
Designations

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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