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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2021-01-11 |
| VT | RA | APPROVED | 2020-02-21 |
Branch Locations
905 Roosevelt Hwy Ste 220, Colchester, VT 05446 • United States
West Chazy, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Colchester | VT | 05/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Colchester | VT | 03/2020 | Present |
Business Ownership; Other; Other; 905 Roosevelt Hwy, Suite 220, Colchester, VT, 05446; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours. Outside Employment; Outside Employment; R&D Holdings; Other; 905 Roosevelt Hwy, Ste 220, , Colchester, VT, 5446; Not Investment-Related; 01/01/2021; 60 during trading hours; 60 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-23 |
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