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Tyler Cofield Busby

Oakworth Asset Management, LLC

Birmingham, AL

CRD 6204010

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Employer firm

Oakworth Asset Management, LLC CRD 335388

$846M regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oakworth Asset Management, Llc

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-07-01
  • AL RA
    APPROVED
    Since 2025-07-01

Branch Locations

850 Shades Creek Parkway Suite 200, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Birmingham AL 06/2021 11/2023
Proequities, Inc. Birmingham AL 06/2014 06/2021
Oakworth Capital Bank Birmingham AL 11/2023 Present
Oakworth Asset Management, Llc Birmingham AL 07/2025 Present
  • 06/2021 → 11/2023
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 06/2014 → 06/2021
    Proequities, Inc.
    Birmingham, AL
  • 11/2023 → Present
    Oakworth Capital Bank
    Birmingham, AL
  • 07/2025 → Present
    Birmingham, AL
Previous Registrations
  • 2015-07-28 → 2023-11-28
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-28
  • S66 Uniform Combined State Law Examination
    2015-07-28
Designations
  • Certified Financial Planner
Other Names
  • Tyler C Busby

View on SEC IAPD

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