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Sandeep Brion

Creative Planning

Pewaukee, WI

Madison, WI

Overland Park, KS

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2023-09-05
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2023-09-05

Branch Locations

Pewaukee, WI • United States

3330 University Avenue Suite 316, Madison, WI 53705 • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Dempsey Capital Management, Llc Milwaukee WI 04/2011 12/2020
Wealthspire Advisors Delafield WI 01/2021 05/2021
Creative Planning, Llc Madison WI 06/2021 Present
  • 04/2011 → 12/2020
    Morgan Dempsey Capital Management, Llc
    Milwaukee, WI
  • 01/2021 → 05/2021
    Wealthspire Advisors
    Delafield, WI
  • 06/2021 → Present
    Creative Planning, Llc
    Madison, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-02
  • S65 Uniform Investment Adviser Law Examination
    2021-04-02
Other Names
  • Sandeep Malhotra

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
LASALLE INVESTMENT ADVISORS, INC.
MADISON PARTNERS
THRIVENT INVESTMENT MANAGEMENT INC.
OSAIC WEALTH, INC.
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

GREGORY NEBEL
MATTHEW WINTERS
DREW ALAN HEBBE
MARK ANDREW SMITH
KIERAN MICHAEL BIENEMAN
Susan Jakoblich
James Thomas Fitzgerald
JOHN MICHAEL FITZGERALD

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PEWAUKEE, WI
PARK AVENUE SECURITIES LLC · PEWAUKEE, WI
LASALLE INVESTMENT ADVISORS, INC. · PEWAUKEE, WI
MADISON PARTNERS · Pewaukee, WI
THRIVENT INVESTMENT MANAGEMENT INC. · PEWAUKEE, WI
OSAIC WEALTH, INC. · PEWAUKEE, WI
EDWARD JONES · PEWAUKEE, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Pewaukee, WI

More in Pewaukee, WI

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