Sean Thomas Neel

Current Employers

Employment History

• 05/2014 → 03/2017
  Edward Jones
  Scottsdale, AZ
• 05/2017 → 03/2019
  Jp Morgan Chase Bank
  Phoenix, AZ
• 05/2017 → 03/2019
  Jp Morgan Securities, Llc
  Phoenix, AZ
• 03/2019 → Present
  Lpl Financial, Llc
  Scottsdale, AZ
• 03/2019 → Present
  Buttonwood Capital Management Llc
  Scottsdale, AZ

Previous Registrations

• 2017-05-26 → 2019-03-14
  J.P. Morgan Securities Llc
  Phoenix, AZ
• 2015-04-24 → 2017-03-13
  Edward Jones
  Scottsdale, AZ
  Tempe, AZ
  Tempe, AZ
  St Louis, MO

Other Businesses

Your financial advisor is also a broker or registered representative of LPL Financial and may receive commissions and other types of compensation for the sale of securities. Your financial advisor also may sell insurance and may receive commissions for insurance product sales. The potential for the receipt of commissions may give a broker an incentive to recommend investment or insurance products based on the compensation received, rather than on the client's needs. However, your financial advisor may only recommend securities and insurance products that he or she believes are suitable for you. If you have any questions regarding the compensation your financial advisor receives when recommending a product, you should ask your financial advisor. You are under no obligation to purchase investment products or insurance through your financial advisor. 1. 03/04/2019 - Buttonwood Capital Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:3/10/2019 - 20 hrs/mo - 1 hr during trading - 20% time spent. 2. 03/04/2019 - No business name - Investment related - 6895 E Camelback Rd, Apt 4002 - Notary Pubic - start date:10/01/2017. 3. 03/04/2019 - Take12 Ecommerce, LLC - Investment related - 6895 E Camelback Rd - Business Entity For Tax/Investment Purposes Only - Start date:10/01/2019. 4. 06/07/2019 - Buttonwood Capital Management, LLC - Related DBA:(Hybrid) Buttonwood Capital Management (BCM) - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:03/04/2019 - 120 hrs/mo - 120 hrs during trading - I provide investment advisory services through Buttonwood Capital Management, LLC, an independent investment advisor firm. I started this business activity in 03/04/2019. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2015-04-11

Designations

Other Names

• Sean Neel