Nicholas Westphal

Maryland Heights, MO

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2018-08-28

MO RA
APPROVED

Since 2018-08-28

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

170 Edward Jones Blvd, Maryland Heights, MO 63043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	08/2017	Present
Cerner Corporation	Kansas City	MO	08/2014	08/2017

08/2017 → Present

Edward Jones

St. Louis, MO
08/2014 → 08/2017

Cerner Corporation

Kansas City, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-27

S66 Uniform Combined State Law Examination

2018-08-27

Other Names

Nicholas Westphal
Nicholas J Westphal

View on SEC IAPD

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Other Investors

BRIAN CHRISTOPHER LOCK

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GREGORY JOHN WOZNIAK

Grant Hunter Richars

ANTHONY DWAYNE RICH

Anna Marie Meurer

John Michael Laaker

Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · KIRKWOOD, MO

EDWARD JONES · Kirkwood, MO

STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO

VESTGEN ADVISORS, LLC · Kirkwood, MO

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