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Thomas Edward Clark

Ubs Financial Services Inc.

Mclean, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-15
VA RA APPROVED 2014-09-16
  • TX RA
    APPROVED_RES
    Since 2023-12-15
  • VA RA
    APPROVED
    Since 2014-09-16

Branch Locations

1800 Tysons Blvd 5Th Floor, Suite 550, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Vienna VA 01/2014 Present
  • 01/2014 → Present
    Ubs Financial Services
    Vienna, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-06
  • S66 Uniform Combined State Law Examination
    2013-09-06
Other Names
  • Tom Edward Clark
  • Thomas Clark

View on SEC IAPD

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