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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-16
FL RA APPROVED 2021-07-27
  • TX RA
    APPROVED
    Since 2025-12-16
  • FL RA
    APPROVED
    Since 2021-07-27

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2016 08/2017
Bank Of America, N.A. Rolling Meadows IL 04/2016 08/2017
Wells Fargo Clearing Services Llc Barrington IL 09/2017 08/2019
Wells Fargo Clearing Services, Llc Palm Beach FL 07/2021 Present
Unemployment Wellington FL 09/2019 06/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-09
  • S66 Uniform Combined State Law Examination
    2016-04-09

View on SEC IAPD

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