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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-30 |
| VA | RA | APPROVED | 2020-10-15 |
| DC | RA | APPROVED | 2014-10-02 |
Branch Locations
1220 19Th St Nw Ste 205, Washington, DC 20036 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Washington | DC | 03/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Washington | DC | 03/2020 | Present |
Business Ownership; Sunderland Partners L.L.C.; Chief Financial Officer; This entity was established to manage the succession plan and operationalcosts of our practice; 1220 19th St NW, Suite 205, , Washington, DC, 20036; Investment-Related; 03/03/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Circle in a Square Advisors LLC; Co-owner; Established for purposes of a shared operational infrastructure, expense management, and continuity planning among team members.; 1220 19th St NW , Suite 205, Washington, DC, 20036; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours / Lion Legacy LLC; Owner; Manage Ameriprise Business; 1220 19th St NW, Suite 205, Washington, DC, 20036; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Sunderland Partners, LLC; Co-Owner - CFO; ; 1220 19th St. NW, Suite 205, , Washington, DC, 20036; Investment-Related; 03/03/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Lion Legacy LLC; Owner; Manage advisory business; 1220 19th St NW, Suite 205, Washington, DC, 20003; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours / Circle in a Square Advisors LLC; Co-owner; Manage advisory business; 1220 19th St NW, Suite 205, Washington, DC, 20036; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-11 |
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