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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
VA RA APPROVED 2020-10-15
DC RA APPROVED 2014-10-02
  • TX RA
    APPROVED_RES
    Since 2021-06-30
  • VA RA
    APPROVED
    Since 2020-10-15
  • DC RA
    APPROVED
    Since 2014-10-02

Branch Locations

1220 19Th St Nw Ste 205, Washington, DC 20036 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Washington DC 03/2014 03/2020
Ameriprise Financial Services, Llc Washington DC 03/2020 Present
Other Businesses

Business Ownership; Sunderland Partners L.L.C.; Chief Financial Officer; This entity was established to manage the succession plan and operationalcosts of our practice; 1220 19th St NW, Suite 205, , Washington, DC, 20036; Investment-Related; 03/03/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Circle in a Square Advisors LLC; Co-owner; Established for purposes of a shared operational infrastructure, expense management, and continuity planning among team members.; 1220 19th St NW , Suite 205, Washington, DC, 20036; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours / Lion Legacy LLC; Owner; Manage Ameriprise Business; 1220 19th St NW, Suite 205, Washington, DC, 20036; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Sunderland Partners, LLC; Co-Owner - CFO; ; 1220 19th St. NW, Suite 205, , Washington, DC, 20036; Investment-Related; 03/03/2023; 20 to 39 hours per month; 20 to 39 during trading hours / Lion Legacy LLC; Owner; Manage advisory business; 1220 19th St NW, Suite 205, Washington, DC, 20003; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours / Circle in a Square Advisors LLC; Co-owner; Manage advisory business; 1220 19th St NW, Suite 205, Washington, DC, 20036; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-11
  • S66 Uniform Combined State Law Examination
    2014-09-11
Other Names
  • Michelle Michiko Mancari
  • Michelle Mancari Rosenberg

View on SEC IAPD

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