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Inactive

Michael Finn

Xypn Sapphire

Bozeman, MT

Foxboro, MA

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Current Employers
Xypn Sapphire

24 E. Main Street, Bozeman, MT 59715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-05-11
  • MA RA
    APPROVED
    Since 2026-05-11

Branch Locations

24 E. Main Street, Bozeman, MT 59715 • United States

Foxboro, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investement Distributors Inc Boston MA 05/2014 02/2017
Lpl Financial, Llc Fort Mill SC 02/2017 04/2021
Royal Alliance Raleigh NC 05/2021 09/2022
One Charles Private Wealth Hingham MA 01/2024 Present
Journey Wealth Partners Concorde MA 10/2022 01/2024
  • 05/2014 → 02/2017
    Columbia Management Investement Distributors Inc
    Boston, MA
  • 02/2017 → 04/2021
    Lpl Financial, Llc
    Fort Mill, SC
  • 05/2021 → 09/2022
    Royal Alliance
    Raleigh, NC
  • 01/2024 → Present
    One Charles Private Wealth
    Hingham, MA
  • 10/2022 → 01/2024
    Journey Wealth Partners
    Concorde, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-21
S63 Uniform Securities Agent State Law Examination 2013-08-22
  • S65 Uniform Investment Adviser Law Examination
    2014-07-21
  • S63 Uniform Securities Agent State Law Examination
    2013-08-22
Designations
Other Names
  • Michael Joseph Finn

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · BOZEMAN, MT
VALUE PARTNERS LLC · BOZEMAN, MT
VALIC FINANCIAL ADVISORS, INC. · BOZEMAN, MT
BITTERROOT CAPITAL ADVISORS LLC · BOZEMAN, MT
U.S. BANCORP ADVISORS, LLC · Bozeman, MT
MONTANA INVESTMENT ADVISORS INC · BOZEMAN, MT
EAGLE STRATEGIES LLC · BOZEMAN, MT
GROUP W INVESTMENT MANAGEMENT LLC · BOZEMAN, MT

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