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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-16 |
| UT | RA | APPROVED | 2019-06-03 |
Branch Locations
10421 South Jodran Gateway Suite 500, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Sandy | UT | 08/2013 | Present |
| New York Life Insurance Company | Sandy | UT | 06/2013 | Present |
| Eagle Strategies Llc | Sandy | UT | 06/2019 | Present |
| Ethington Financial Group | South Jordan | UT | 11/2019 | Present |
[Elevated Design Homes LLC; Buying and remodeling Real Estate with the intent to sell or lease.; 3012 S. Metropolitan Way SLC, Utah 84109; Start Date 04/2019; Role/Title: Owner; Investment Related; 10 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products;10421 South Jordan Gateway, Ste. 630, South Jordan, UT 84095; Start Date 08/2019; Role/Title: Owner; Investment Related; 5 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ETHINGTON FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SOUTH JORDAN, UT; START DATE: 11/2019] [Cryptocurrency Investment; Buying and Selling Crypto Currency; 658 E. Vandalay Ln, Draper Utah 84020; Start Date 04/2021; Role/Title: Investor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; passive investor] [CFC, Inc.; The business owner of CFC, Inc. will take my money, and invest it in equipment leases. I will receive monthly income, and then re-invest it.; 1935 East Vine Street, Suite 220, SLC, UT 84121; Start Date 05/2024; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-28 |
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