Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-03-03 |
Branch Locations
581 Merchant Dr, Norman, OK 73069-6575 • United States
270 Glenis Dr Ste B, Murfreesboro, TN 37129-5102 • United States
Ponca City, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financia Lservices, Inc. | Ponca City | OK | 10/2013 | 02/2021 |
| Raymond James Financial Services Advisors Inc. | Ponca City | OK | 01/2014 | 02/2021 |
| Harbor Wealth Management Llc | Ponca City | OK | 05/2013 | 02/2021 |
| Ameriprise Financial Services, Llc | Norman | OK | 02/2021 | Present |
Real Estate Ownership; Single Family; 1120 S 110th East Ave, , Tulsa, OK, 74128; Not Investment-Related; 12/20/2013. Business Ownership; Employer of Record - Acumen; My cousin has a child with special needs, and for her to be paid for his care through the state benefits he receives, she needs someone to act as an Employer of Record through Acumen. As part of the process, Acumen would establish an EIN in my name. I would not receive any compensation, and the responsibilities would be minimal and handled outside of work hours. There is some initial training required, which I would complete on my own time. Acumen pays the employees directly. The benefit amount is never in my name. I would be responsible for reviewing, approving, and submitting paperwork/records to Acumen.; My cousin has a child with special needs, and for her to be paid for his care through the state benefits he receives, she needs someone to act as an Employer of Record through Acumen. As part of the process, Acumen would establish an EIN in my name.; 2404 Ames Ave, , Ponca City, OK, 74604; Not Investment-Related; 06/22/2026; 0 hours per month; 0 during trading hours. Outside Employment; MEW Practice Management, LLC; Financial Planning Analyst - Prepare Financial plan, processing trades and money movement, assist advisors and clients with paperwork; ; 581 Merchant Dr, , Norman, OK, 73069; Investment-Related; 02/22/2021; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Notary; Currently a Notary and use for friends and where I volunteer if and when needed.; 2404 Ames Ave, , Ponca City, OK, 74604; Not Investment-Related; 08/23/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-24 |
Reach out to this advisor