Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-03-03
  • OK RA
    APPROVED
    Since 2021-03-03

Branch Locations

581 Merchant Dr, Norman, OK 73069-6575 • United States

270 Glenis Dr Ste B, Murfreesboro, TN 37129-5102 • United States

Ponca City, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financia Lservices, Inc. Ponca City OK 10/2013 02/2021
Raymond James Financial Services Advisors Inc. Ponca City OK 01/2014 02/2021
Harbor Wealth Management Llc Ponca City OK 05/2013 02/2021
Ameriprise Financial Services, Llc Norman OK 02/2021 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 1120 S 110th East Ave, , Tulsa, OK, 74128; Not Investment-Related; 12/20/2013. Business Ownership; Employer of Record - Acumen; My cousin has a child with special needs, and for her to be paid for his care through the state benefits he receives, she needs someone to act as an Employer of Record through Acumen. As part of the process, Acumen would establish an EIN in my name. I would not receive any compensation, and the responsibilities would be minimal and handled outside of work hours. There is some initial training required, which I would complete on my own time. Acumen pays the employees directly. The benefit amount is never in my name. I would be responsible for reviewing, approving, and submitting paperwork/records to Acumen.; My cousin has a child with special needs, and for her to be paid for his care through the state benefits he receives, she needs someone to act as an Employer of Record through Acumen. As part of the process, Acumen would establish an EIN in my name.; 2404 Ames Ave, , Ponca City, OK, 74604; Not Investment-Related; 06/22/2026; 0 hours per month; 0 during trading hours. Outside Employment; MEW Practice Management, LLC; Financial Planning Analyst - Prepare Financial plan, processing trades and money movement, assist advisors and clients with paperwork; ; 581 Merchant Dr, , Norman, OK, 73069; Investment-Related; 02/22/2021; 20 to 39 hours per month; 20 to 39 during trading hours. Other Business Activities; Notary; Currently a Notary and use for friends and where I volunteer if and when needed.; 2404 Ames Ave, , Ponca City, OK, 74604; Not Investment-Related; 08/23/2017; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-24
  • S66 Uniform Combined State Law Examination
    2013-10-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Norman, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor