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Amy M Woelfel

Fifth Third Securities, Inc.

Cincinnati, OH

Cleves, OH

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-11-28
  • OH RA
    APPROVED
    Since 2016-11-28

Branch Locations

6101 Glenway Ave, Cincinnati, OH 45211 • United States

4100 Hamilton Cleves Rd, Cleves, OH 45002 • United States

4901 Glenway Avenue, Cincinnati, OH 45238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 10/2008 Present
Fifth Third Securities Cincinnati OH 04/2013 Present
  • 10/2008 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 04/2013 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-09
S63 Uniform Securities Agent State Law Examination 2013-08-15
  • S65 Uniform Investment Adviser Law Examination
    2016-12-09
  • S63 Uniform Securities Agent State Law Examination
    2013-08-15
Other Names
  • Amy Marie Frey

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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