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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-05-12 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Touchstone Securities | Cincinnati | OH | 12/2021 | Present |
| Ifs Financial Services | Cincinnati | OH | 06/2021 | Present |
| W&Sfg | Cincinnati | OH | 06/2018 | 06/2021 |
| Ohio State University | Columbus | OH | 08/2016 | 05/2018 |
| Nationwide Insurance | Columbus | OH | 06/2017 | 08/2017 |
| St. Columban Church | Loveland | OH | 08/2009 | Present |
| Self Employed Musician | Cincinnati | OH | 10/2000 | Present |
1) Name of other business: Self Employed Musician; Not investment related; address of other business: Cincinnati Ohio, 45227; Nature: Music Performance; Position: Musician; Start date: 2000; Approximately 1 hour per month, 0 during trading hours; Duties Include: Music Performance. 2) Name of other business: St. Columbian Church; Not investment related; Loveland Ohio, 4514; Nature: Church; Position: Musician; Start date: 2009; approximately 1 hour per month, 0 during trading hours; Duties Include: Music for Church Services. 3) Name of other business: May Festival; Not investment related; 1241 Elm St. Cincinnati OH 45202; Nature of other business: Music Performing Organization; Position: Board Member; Start date: 2019; Approximately 2 hours per month; Approximately 1 hour per month during trading hours; Duties Include: Reviewing Financials. No investment decision-making powers, no check writing powers. 4) Name: Goodfeathers Pictures Inc; Not investment related; address: 644 Linn St, 2nd Floor Cincinnati OH 45203; Nature: movie production; Position: movie extra; Start date: 2/13/2023; Appr 8 hours a month; Appr 8 hours a month during trading hours; Duties: will be working as an extra in an upcoming movie. Filming will be 2/13 only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-03 |
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