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Anthony James Daugherty

LPl Enterprise, LLC

New Port Richey, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-18
  • FL RA
    APPROVED
    Since 2024-11-18

Branch Locations

3030 Starkey Blvd. Suite 217, New Port Richey, FL 34655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America New Port Richey FL 05/2013 Present
Pruco Securities, Llc. New Port Richey FL 05/2013 11/2024
Lpl Enterprise, Llc New Port Richey FL 11/2024 Present
Previous Registrations
Other Businesses

Golden Rule Ins Co FOX, CBS, NBC, ESPN - SOUND ENGINEER POSITION: sound crew NATURE: Utilities INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 04/01/2016 ADDRESS: Fox Sports, 10201 West Pico Blvd, Los Angeles CA 90035, United States DESCRIPTION: Work as utility to film and audio crew and help setup and take down equipment for home buccaneers games. WESTHAUS EXTENTIONS AND COLOR STUDIO POSITION: owner NATURE: Hair Salon INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2024 ADDRESS: 1714 Davenport Dr., Trinity FL 34655, United States DESCRIPTION: I will be helping with a marketing plan for the business, reviewing business revenue and sales for product. I will be helping to develop the infrastructure of the business and its processes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-17
S65 Uniform Investment Adviser Law Examination 2022-07-13
  • S63 Uniform Securities Agent State Law Examination
    2025-04-17
  • S65 Uniform Investment Adviser Law Examination
    2022-07-13

View on SEC IAPD

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