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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-08-25 |
Branch Locations
Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | New York | NY | 07/2014 | 08/2026 |
| Stifel, Nicolaus & Company, Incorporated | Conshohocken | PA | 08/2026 | Present |
1. Rental property; 612 Sunrise Dr. Avalon, NJ 08210; Beach house rental property located in Avalon, NJ that we rent out ~5-10 weeks a summer, managed through a local broker; Owner of a beach house that we rent out in the summer; mortgage and tax payments; 01/05/2024; 1hr/qtr; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-06 |
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