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One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| NY | RA | APPROVED | 2022-12-02 |
| WA | RA | APPROVED | 2019-04-17 |
Branch Locations
One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Seattle | WA | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | 04/2019 |
| Hohimer Wealth Management Llc | Seattle | WA | 04/2019 | Present |
1) RISK & LIABILITY CONSULTANTS LLC; NON-INV RELATED; 600 UNIVERSITY STREET SUITE 2401, SEATTLE, WA 98101; Insurance (Licensed Agent) Started 2024. 2-4 hrs a month; 0 hours during trading hours. connecting individuals with Insurance products. Life & LTC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-28 |
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