Jeffrey J Ellis

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-04-13

MA RA
APPROVED

Since 2018-04-13

Branch Locations

220 Norwood Park South, Norwood, MA 02062 • United States

200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Qrga, Llp	Norwood	MA	09/2000	Present
Lpl Financial Llc	Norwood	MA	07/2013	06/2017
Lpl Financial Llc	Norwood	MA	04/2018	Present

09/2000 → Present

Qrga, Llp

Norwood, MA
07/2013 → 06/2017

Lpl Financial Llc

Norwood, MA
04/2018 → Present

Lpl Financial Llc

Norwood, MA

Previous Registrations

2014-07-08 → 2016-07-06

Lpl Financial Llc

Norwood, MA

Other Businesses

1)4/11/18- QRGA, LLP- CPA Affiliate Program- Partner- Inv. Related- Norwood, MA- start date 8/1/2004- 100% 2)4/11/18- Jonathan Kern Supplemental Needs Trust- Act in a Fiduciary Capacity- Trustee - Non-Inv. Related- Norwood, MA - start date 3/24/2014- 1%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-03

S66 Uniform Combined State Law Examination

2013-10-03

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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