Michael Vincent Berardi

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-18
MA	RA	APPROVED	2008-09-22

TX RA
APPROVED_RES

Since 2022-04-18
MA RA
APPROVED

Since 2008-09-22

Branch Locations

1 Walpole St, Norwood, MA 02062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Waltham	MA	08/2008	Present

08/2008 → Present

Lpl Financial

Waltham, MA

Other Businesses

1. 8/21/2002 - DBA ONLY - BAY FINANCIAL ASSOCIATES - BAY FINANCIAL ASSOCIATES, LLC - WALTHAM, MA. 2. 6/15/2009 - NON-VARIABLE INSURANCE - SALE AND SERVICE OF TRADITIONAL INSURANCE PRODUCTS, LIFE INSURANCE, DISABILITY, LONG TERM CARE AND FIXED ANNUITIES. - 100% TIME SPENT - WALTHAM, MA. 3. 2/11/2014: TAX PREP/ACCOUNTING/BOOKKEEPING - M V BERARDI & ASSOCIATES - TAX PREPARATION BUSINESS. - TIME SPENT 60%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-16

S66 Uniform Combined State Law Examination

2008-09-16

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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