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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2009-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Norwood | MA | 12/2009 | Present |
1. 8/31/2016 - C.P. Casting - Not Investment Related - Brockton, MA (no specific address) - Outside/W-2 Employment - Extra - Started 08/27/2016 - 62 Hours Per Month/14 Hours During Securities Trading - Extra on a film set. 2. 12/31/2021 - escalent; mckinsey; datastar; accenture; product report card - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date: 01/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading - Online Survey Taker. 3. 01/28/2026 - ATN Event Staffing LLC - Outside/W-2 Employment - Brand Ambassador - Not Investment Related - Agoura Hills, CA - Start Date 01/06/2026 - 2 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-19 |
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