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Randal Robert Defillippis

LPl Financial LLC

Collegeville, PA

Morrisville, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-03
PA RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2025-10-03
  • PA RA
    APPROVED
    Since 2021-07-21

Branch Locations

160 Hopwood Rd, Collegeville, PA 19426 • United States

Morrisville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcadam, Llc Philadelphia PA 08/2013 09/2016
Ja Bentley Philadelphia PA 10/2014 09/2016
Denise Sattherthwaite Yardley PA 01/2018 01/2020
Waddell & Reed, Inc Collegeville PA 09/2016 07/2021
Various Insurance Carriers For W&R Insurance Agencies Morrisville PA 09/2016 07/2021
Purshe Kaplan Sterling Investments, Inc Philadelphia PA 10/2014 09/2016
Lpl Financial Llc Collegeville PA 07/2021 Present
  • 08/2013 → 09/2016
    Mcadam, Llc
    Philadelphia, PA
  • 10/2014 → 09/2016
    Ja Bentley
    Philadelphia, PA
  • 01/2018 → 01/2020
    Denise Sattherthwaite
    Yardley, PA
  • 09/2016 → 07/2021
    Waddell & Reed, Inc
    Collegeville, PA
  • 09/2016 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Morrisville, PA
  • 10/2014 → 09/2016
    Purshe Kaplan Sterling Investments, Inc
    Philadelphia, PA
  • 07/2021 → Present
    Lpl Financial Llc
    Collegeville, PA
Previous Registrations
Other Businesses

10/2016-Present, Various insurance carriers for W&R insurance agencies, Morrisville, PA, Insurance sales, Invest-related, Insurance Agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-23
  • S66 Uniform Combined State Law Examination
    2013-08-23

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLLEGEVILLE, PA
ON INVESTMENT MANAGEMENT CO · Collegeville, PA
DEWITT CAPITAL MANAGEMENT · COLLEGEVILLE, PA
OSAIC WEALTH, INC. · COLLEGEVILLE, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Collegeville, PA
J.P. MORGAN SECURITIES LLC · Collegeville, PA
CHRISTINE MESSMER, P.C. · COLLEGEVILLE, PA
CETERA INVESTMENT ADVISERS LLC · COLLEGEVILLE, PA

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