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1601 Greenway Cross Suite 201, Madison, WI 53713 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-05-02 |
| WI | RA | APPROVED | 2018-04-18 |
Branch Locations
1601 Greenway Cross Suite 201, Madison, WI 53713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Beavercreek | OH | 05/2013 | 10/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2016 |
| Pnc Investments, Llc | New Carlisle | OH | 10/2016 | 04/2018 |
| Park Capital Management | Madison | WI | 04/2018 | Present |
LICENSED INSURANCE AGENT; INVESTMENT RELATED: YES; 1601 GREENWAY CROSS SUITE 201 MADISON WISCONSIN 53713 UNITED STATES; MR. GRAY IS A LICENSED INSURANCE AGENT AND MAY RECOMMEND INSURANCE PRODUCTS OFFERED BY VARIOUS INSURANCE CARRIERS. IDENTIFYING, QUOTING, SERVICING, PRODUCING LIFE INSURANCE ; START DATE: 2018-04-16; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 3;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-25 |
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