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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-18 |
| UT | RA | APPROVED | 2021-03-26 |
Branch Locations
60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Salt Lake City | UT | 03/2016 | 10/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | 10/2018 |
| Jpmorgan Chase Bank, N.A. | Salt Lake City | UT | 10/2018 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Salt Lake City | UT | 01/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-18 |
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