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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-06-14 |
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Goshen | NY | 05/2013 | 10/2017 |
| Securities America Inc. | Pine Bush | NY | 10/2017 | 06/2024 |
| Securities America Advisors | Pine Bush | NY | 09/2019 | 06/2024 |
| Osaic Wealth, Inc. | Pine Bush | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Pine Bush | NY | 06/2024 | Present |
1. LEARNING EARS POSITION: Owner NATURE: Providing a reading program to parents of children with learning challenges. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2020 ADDRESS: 185 Conklingtown Road, Goshen NY 10924 DESCRIPTION: I offer training and support services to parents of children with learning challenges on an as needed basis. 2. DBA - Curran Financial 3. DBA - Select Wealth Partners 4. GEORGE THOMPSON AGENCY POSITION: Marketing Consultant NATURE: Marketing Consulting for Property and Casualty Business. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2023 ADDRESS: 2708 NY RT 52, Pine Bush NY 12566 DESCRIPTION: Assist with managing website and social media sites. Evaluate and strategize marketing best practices. Introduce marketing effort streamlining methodologies. Communicate with staff. Create metrics for lead generation programs. Meet with ownership on a monthly basis to create follow up on marketing plan efforts. 5. SELECT TAX AND ACCOUNTING TEAM (STAT) POSITION: Marketing NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/04/2024 ADDRESS: 2354 NY RT 17A, Goshen NY 10924, United States DESCRIPTION: Overview of the business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-30 |
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