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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-14
NY RA APPROVED 2024-06-14
  • NJ RA
    APPROVED
    Since 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14

Branch Locations

2708 State Route 52, Pine Bush, NY 12566 • United States

2354 State Route 17A, Goshen, NY 10924 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Goshen NY 05/2013 10/2017
Securities America Inc. Pine Bush NY 10/2017 06/2024
Securities America Advisors Pine Bush NY 09/2019 06/2024
Osaic Wealth, Inc. Pine Bush NY 06/2024 Present
Osaic Wealth, Inc. Pine Bush NY 06/2024 Present
  • 05/2013 → 10/2017
    National Planning Corporation
    Goshen, NY
  • 10/2017 → 06/2024
    Securities America Inc.
    Pine Bush, NY
  • 09/2019 → 06/2024
    Securities America Advisors
    Pine Bush, NY
  • 06/2024 → Present
    Pine Bush, NY
  • 06/2024 → Present
    Pine Bush, NY
Previous Registrations
  • 2019-09-11 → 2024-06-14
    Securities America Advisors, Inc.
    Goshen, NY
    Pine Bush, NY
Other Businesses

1. LEARNING EARS POSITION: Owner NATURE: Providing a reading program to parents of children with learning challenges. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2020 ADDRESS: 185 Conklingtown Road, Goshen NY 10924 DESCRIPTION: I offer training and support services to parents of children with learning challenges on an as needed basis. 2. DBA - Curran Financial 3. DBA - Select Wealth Partners 4. GEORGE THOMPSON AGENCY POSITION: Marketing Consultant NATURE: Marketing Consulting for Property and Casualty Business. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 11/01/2023 ADDRESS: 2708 NY RT 52, Pine Bush NY 12566 DESCRIPTION: Assist with managing website and social media sites. Evaluate and strategize marketing best practices. Introduce marketing effort streamlining methodologies. Communicate with staff. Create metrics for lead generation programs. Meet with ownership on a monthly basis to create follow up on marketing plan efforts. 5. SELECT TAX AND ACCOUNTING TEAM (STAT) POSITION: Marketing NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/04/2024 ADDRESS: 2354 NY RT 17A, Goshen NY 10924, United States DESCRIPTION: Overview of the business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30

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