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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-21
  • NY RA
    APPROVED
    Since 2022-07-21

Branch Locations

75 Main St, Pine Bush, NY 12566 • United States

353 Windsor Highway, New Windsor, NY 12553 • United States

74 E Main St, Washingtonville, NY 10992 • United States

271 Main Street, Highland Falls, NY 10928 • United States

138 Windermere Avenue, Greenwood Lake, NY 10925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Middletown NY 10/2012 02/2017
J.P. Morgan Securities Llc Washingtonville NY 04/2022 Present
Jpmorgan Chase Bank, N.A. Washingtonville NY 11/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-30
S63 Uniform Securities Agent State Law Examination 2012-06-29
  • S66 Uniform Combined State Law Examination
    2022-06-30
  • S63 Uniform Securities Agent State Law Examination
    2012-06-29

View on SEC IAPD

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