Seth Alan Parker

Employer firm

Banker Investment Group CRD 109650

$260M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 12/2016
  Pruco Securities Llc
  Indianapolis, IN
• 05/2013 → 12/2016
  The Prudential Insurance Company Of America
  Indianapolis, IN
• 01/2017 → Present
  Banker Investment Group, Inc.
  West Lafayette, IN

Previous Registrations

• 2016-07-14 → 2016-12-14
  Pruco Securities, Llc.
  Indianapolis, IN
  Fort Wayne, IN
  Lafayette, IN

Other Businesses

Health Insurance Sales ~ 206 Tipton St., Battle Ground IN 47920 ~ Insurance Agent ~ 01-2015 to present ~ 2 hours/month devoted not during securities trading hours ~ Duties: Assist family and friends to find health insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-30
• S63 Uniform Securities Agent State Law Examination
  2013-07-12